All Services available via Remote Access and Virtual Meetings, or Personal On-Site consultancy...
Professional Independent Advice and Guidance to meet your obligations for Practical Compliance provided to all Reporting Entities, including members of Designated Business Groups:
Independent Assurance review, Pre & Post-Audit Compliance Health Check
An independent review of your compliance status looking at your Risk Assessment, Compliance Program and your procedures and monitoring your improvement / updating processes. Provides assurance that your compliance is working as intended. Review of your documentation and procedures to identify and provide opportunity to rectify any deficiencies prior to your Independent Section 59 Audit; develop response strategy to give regard to recommendations arising from your Audit.
s.59 Audit Obligations
Independent Qualified Auditor to meet your Section 59 obligations completed to ISAE (NZ) 3000 & SAE 3001 (revised) standard. Your choice of compliance audit level:
s56 (3) For Sole -Practitioner with no Employees - available 'person' for appointment
Risk Assessments & Compliance Programmes
Complete service to assist you to conduct and write your Risk Assessment, and develop your Compliance Programme.
We Promise You 'Independent and Qualified' Professional Services
Our principal Advisor is an accredited Certified Anti Money Laundering Specialist (CAMS), a Fellow of the Institute of Public Accountants (F IPA), and a member of the Association of Certified Anti Money Laundering Specialists (ACAMS). As AML Compliance Officer, Greg has developed and implemented the Risk Assessment and Compliance program for a mid-sized reporting entity in the Legal Sector which has been positively audited (Reasonable Assurance) by AML Solutions Ltd, and positively reviewed by the Regulator. He has completed a number of s59 Audit assignments and brings experienced, practical and business oriented perspectives to AML/CFT compliance assurance, reviews, audits and advice.